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Brokerage Firm Charged With Anti-Money Laundering Failures
1 Jun 2016, 1:48 pm by Mark Astarita
 The case stemmed from the work of the Enforcement Division’s Broker-Dealer Task Force, led by Associate Director Antonia Chion and New York Regional Office Director Andrew M. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
“Judge sides with Gloucester transgender student on bathroom access issue”
22 May 2018, 7:56 pm by Howard Bashman
” Antonia Blumberg and Ryan J. [read post]
How Appealing - http://howappealing.abovethelaw.com
Weekly Roundup: April 1-7, 2022
8 Apr 2022, 5:50 am
Campion, Sidley Austin LLP, on Saturday, April 2, 2022 Tags: Disclosure, Regulation SHO, SEC, SEC rulemaking, Securities regulation, Short sales Shareholder Activism in the Regulated Utility Sector Posted by Audra Cohen and Tia Barancik, Sullivan & Cromwell LLP, on Saturday, April 2, 2022 Tags: Duke Energy, Hedge funds, Mergers & acquisitions, Private equity, Proxy contests, Securities regulation, Shareholder… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: April 1-7, 2022
8 Apr 2022, 5:50 am
Campion, Sidley Austin LLP, on Saturday, April 2, 2022 Tags: Disclosure, Regulation SHO, SEC, SEC rulemaking, Securities regulation, Short sales Shareholder Activism in the Regulated Utility Sector Posted by Audra Cohen and Tia Barancik, Sullivan & Cromwell LLP, on Saturday, April 2, 2022 Tags: Duke Energy, Hedge funds, Mergers & acquisitions, Private equity, Proxy contests, Securities regulation, Shareholder… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu